Principal Officer
InCred Money
Posted
last week
Gandhinagar, Gujarat, India
Onsite
INR 80K
Mid Level
Full Time
Sema Summary
The Principal Officer will ensure compliance and operational governance for the company's broker-dealer operations. Responsibilities include regulatory interactions and effective oversight of financial activities.
About Company
InCred Money focuses on providing accessible investment opportunities, simplifying the investment process, and building trust with investors. It leverages fintech capabilities and a strong financial services background to offer alternative assets.
Core Requirements
- Bachelor's degree in finance or related field
- 3-6 years of experience in capital markets
- Strong understanding of brokerage regulations
- Ability to manage operational processes
- Experience with compliance and regulatory frameworks
Responsibilities
- Manage governance and oversight of broker-dealer operations
- Act as primary contact with regulatory bodies
- Ensure compliance with financial regulations
- Oversee banking and financial operations
- Monitor regulatory capital requirements
- Manage AML/KYC controls and onboarding processes
- Ensure audit readiness and timely statutory filings
Must Have skills
Job Keywords
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