Lead Auditor
ANB Solutions Pvt. Ltd
Posted
last week
Mumbai, Maharashtra, India
Onsite
INR 80K
Mid Level
Full Time
Sema Summary
The Lead Auditor will manage audits for broking entities and ensure compliance with SEBI regulations. Strong analytical and communication skills are essential for this role.
About Company
ANB Solutions Pvt. Ltd is focused on delivering comprehensive financial consulting and auditing services tailored to the needs of the capital markets.
Core Requirements
- Graduate / CA / MBA required
- 3-10 years in broking audits experience
- Understanding of capital markets and regulations
- Good analytical and communication skills
- Knowledge of KYC/AML processes
Responsibilities
- Conduct half yearly reviews of Stockbrokers
- Participate in audit execution based on client agreements
- Document audit work and maintain proper work papers
- Identify areas of improvement in audit processes
- Provide training and assistance to new team members
- Maintain adherence to regulatory compliance
- Draft detailed audit reports of findings
Must Have skills
Job Keywords
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