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State Street

Compliance Associate

State Street

Posted

4 days ago

Bengaluru, Karnataka, India

Onsite

INR 80K

Mid Level

Full Time

Match

Skills

Experience

Industry

Sema

Sema Summary

State Street is seeking a Senior Compliance Associate to oversee conflict of interest and compliance matters. This role is crucial to maintaining the ethical framework within the organization.

About Company

State Street is a leading financial services provider with 200 years of experience, offering investment management and custodial services to institutional clients worldwide.

Core Requirements

  • Bachelor's degree or equivalent
  • 4 to 6 years of compliance experience
  • Knowledge of outside business activities
  • Experience with compliance applications
  • Proficiency in MS Office

Responsibilities

  • Monitor compliance with conduct risk policies.
  • Assist employees with compliance queries.
  • Develop and enhance compliance procedures.
  • Produce management reports on compliance activities.
  • Collaborate with stakeholders on compliance issues.
  • Identify and escalate discrepancies.
  • Conduct user acceptance testing for compliance tools.

Benifits

  • medical care
  • insurance
  • savings plans
  • development programs
  • educational support

Must Have skills

Strong communication skillsKnowledge of financial productsAbility to work independentlyAttention to detailProficiency in compliance documentation

Job Keywords

ComplianceRisk ManagementConflict of InterestAuditFinancial Services

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